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Current Research Review System Threatens Academic Freedom, New Report Say

September 4, 2012
For more information, please contact Zachary M. Schrag

Local institutional review boards, which make decisions about the permissibility of research, often have no special competence; the AAUP recommends improvements.

Washington, DC—A new report from the American Association of University Professors, Regulation of Research on Human Subjects: Academic Freedom and the Institutional Review Board, responds to a government request for comments on proposed rulemaking on the role of institutional review boards (IRBs). Current regulations require IRB review of any research with humans unless it fits one or more listed exceptions.

In July 2011, the federal government took what may be the first step toward the most substantial change in the regulations since 1981, issuing an advance notice of proposed rulemaking, or ANPRM. More than 1,100 individuals and associations have submitted formal comments.

The AAUP report notes that “out of respect for liberty, it is normally expected that government regulation of behavior will consist in listing what is forbidden, all else being permitted.” The report goes on to suggest ways in which the regulations could be rewritten along these lines.

The report also questions the current reliance on

local committees whose members have no special competence in assessing research projects in the wide range of disciplines they are called on to assess, whose approval is required for an only minimally restricted range of research projects and who are invited to bring to bear in assessing them an only minimally restricted body of what they take to be information, who are only minimally restricted in the demands they may make on the researchers, and whose judgments about whether to permit the research to be carried out at all are, in most institutions, final. When one steps back from it, one can find oneself amazed that such an institution has developed on university campuses across the country.

The report notes that university departments, faculty committees, and trustworthy researchers themselves might be better suited for some of the tasks now assigned to IRBs and their staffs. And it calls for the federal government to develop more evidence on which to base its policies.

This is the third report the AAUP has issued on the tensions between preservation of academic freedom and the protection of human participants in research through the establishment of institutional review boards. In 1981, a subcommittee reported on new federal regulations and warned that “the IRB mechanism can be a serious threat to academic freedom.” In 2006, a second report noted researchers’ complaints about the IRB system and recommended, among other things, a change in federal regulations to eliminate IRB oversight of “research on autonomous adults whose methodology consists entirely in collecting data by surveys, conducting interviews, or observing behavior in public places.”

A subcommittee of the Committee A on Academic Freedom and Tenure drafted the report. The subcommittee was chaired by Professor Judith Jarvis Thomson (Philosophy, Massachusetts Institute of Technology), who also chaired two previous Committee A subcommittees that produced reports in 1981 and 2006 on IRBs

The American Association of University Professors is a nonprofit charitable and educational organization that promotes academic freedom by supporting tenure, academic due process, and standards of quality in higher education. The AAUP has approximately 47,000 members at colleges and universities throughout the United States.

Media Contact: 
Zachary M. Schrag
Publication Date: 
Tuesday, September 4, 2012